0001474506-12-000022.txt : 20120210 0001474506-12-000022.hdr.sgml : 20120210 20120210142811 ACCESSION NUMBER: 0001474506-12-000022 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAKER JOHN D II CENTRAL INDEX KEY: 0001190089 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVENUE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT TRANSPORTATION HOLDING INC CENTRAL INDEX KEY: 0000844059 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210] IRS NUMBER: 592924957 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40400 FILM NUMBER: 12591979 BUSINESS ADDRESS: STREET 1: 501 RIVERSIDE AVE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043965733 MAIL ADDRESS: STREET 1: 501 RIVERSIDE AVE STREET 2: SUITE 500 CITY: JACKSONVILLE STATE: FL ZIP: 32202 FORMER COMPANY: FORMER CONFORMED NAME: FRP PROPERTIES INC DATE OF NAME CHANGE: 19920703 SC 13G 1 schedule13gjohnbaker.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Patriot Transportation Holding, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 70337B102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Daniel B. Nunn, Jr. Fowler White Boggs P.A. 50 North Laura Street Suite 2800 Jacksonville, Florida 32202 (904) 598-3118 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). SCHEDULE 13G ------------------------------------------------------------------- CUSIP No.: 70337B102 ------------------------------------------------------------------- 1 NAME OF REPORTING PERSON John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965. ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Florida ------------------------------------------------------------------- 5 SOLE VOTING POWER 1,113,474 NUMBER OF SHARES ----------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH ----------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 1,113,474 WITH ----------------------------------- 8 SHARED DISPOSITIVE POWER 0 ------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,113,474 ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.96% ------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ------------------------------------------------------------------- SCHEDULE 13G ------------------------------------------------------------------- CUSIP No.: 70337B102 ------------------------------------------------------------------- 1 NAME OF REPORTING PERSON John D. Baker II ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ------------------------------------------------------------------- 5 SOLE VOTING POWER 201,275 NUMBER OF SHARES ----------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,234,374 EACH ----------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 201,275 WITH ----------------------------------- 8 SHARED DISPOSITIVE POWER 1,234,374 ------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,374,638 ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.77% ------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ------------------------------------------------------------------- SCHEDULE 13G ------------------------------------------------------------------- CUSIP No.: 70337B102 ------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Edward L. Baker II ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ------------------------------------------------------------------- 3 SEC USE ONLY ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ------------------------------------------------------------------- 5 SOLE VOTING POWER 97,299 NUMBER OF SHARES ----------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,113,474 EACH ----------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 97,299 WITH ----------------------------------- 8 SHARED DISPOSITIVE POWER 1,113,474 ------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,299 ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.05% ------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IN ------------------------------------------------------------------ Item 1. (a) The name of the Issuer is Patriot Transportation Holding, Inc. (b) The Issuer's principal executive offices are located at 501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. Item 2. (a) This Schedule 13G is filed on behalf of John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965 (the "JDB Trust"), and John D. Baker II and Edward L. Baker II individually (each, a "Reporting Person"). (b) The principal executive offices of the JDB Trust are located at Wells Fargo Family Wealth, 1 West 4th Street, D 4000-015, Winston-Salem, NC 27101. The principal business address for the individual Reporting Person, John D. Baker II, is 501 Riverside Avenue, Suite 500, Jacksonville, Florida 32202. The principal business address for the individual Reporting Person, Edward L. Baker II, is 810 Oceanfront, Neptune Beach, Florida 32266. (c) The Cynthia L. Baker Trust (the "CLB Trust") was organized as a Florida trust on April 30, 1965. The individual Reporting Person is a citizen of the United States. (d) This Schedule 13G relates to the common stock of the Issuer, par value $.10 per share. The numbers pertaining to the ownership of common stock in this Schedule 13G reflect an adjustment for the Issuer's 3-for-1 stock split effective as of January 17, 2011. (e) The CUSIP number of the common stock is 70337B102. Item 3. Not applicable Item 4. (a) Amount beneficially owned: 1) JDB Trust: 1,113,474 2) John D. Baker II: 1,374,638 3) Edward L. Baker II: 97,299 Total: 1,471,937 shares (b) Percent of class: 1) JDB Trust: 11.96% 2) John D. Baker II: 14.77% 3) Edward L. Baker II: 1.05% Total: 15.82% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1) JDB Trust: 1,113,474 2) John D. Baker II: 201,275 3) Edward L. Baker II: 97,299 Total: 1,412,048 (ii) Shared power to vote or to direct the vote: 1) JDB Trust: 0 2) John D. Baker II: 1,234,374 3) Edward L. Baker II: 1,113,474 Total: 1,234,374 (iii) Sole power to dispose or to direct the disposition of: 1) JDB Trust: 1,113,474 2) John D. Baker II: 201,275 3) Edward L. Baker II: 97,299 Total: 1,412,048 (iv) Shared power to dispose or to direct the disposition of: 1) JDB Trust: 0 2) John D. Baker II: 1,234,374 3) Edward L. Baker II: 1,113,474 Total: 1,234,374 John D. Baker II - Voting and Dispositive Power ----------------------------------------------- John D. Baker II has sole voting and dispositive power over 149,103 shares held in his Living Trust, 40,812 shares that he holds directly and 11,360 shares held in retirement accounts. Mr. Baker has shared voting and dispositive power with respect to the 1,113,474 shares held by the JDB Trust. Mr. Baker has shared voting and dispositive power with respect to 120,900 shares held by Regency Square II, a Florida general partnership. John D. Baker II - Beneficial Ownership --------------------------------------- The beneficial ownership total of John D. Baker II shown above includes the 1,113,474 shares held by the JDB Trust. Mr. Baker's reported beneficial ownership total also includes (i) 54,000 shares issuable under options exercisable within 60 days after December 31, 2011, (ii) 149,103 shares held in his Living Trust, (iii) 40,812 shares that he holds directly, (iv) 11,360 shares held in retirement accounts and (v) 5,889 shares held by his wife as to which he disclaims beneficial ownership. Mr. Baker's reported beneficial ownership total excludes the 120,900 shares held by Regency Square II as well as 194,598 shares held under various trusts for the benefit of his wife and children. Mr. Baker disclaims beneficial ownership of all of such shares. Edward L. Baker II - Voting and Dispositive Power ------------------------------------------------- Edward L. Baker II has sole voting and dispositive power over 97,299 shares that he holds directly. Mr. Baker has shared voting and dispositive power with respect to the 1,113,474 shares held by the JDB Trust. Edward L. Baker II - Beneficial Ownership ----------------------------------------- The beneficial ownership total of Edward L. Baker II shown above includes 97,299 shares that he holds directly. Mr. Baker disclaims beneficial ownership of the 1,113,474 shares held by the JDB Trust. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. JDB Trust John D. Baker II Edward L. Baker II Each Reporting Person may also be deemed to be members of a group with Edward L. Baker and Thompson S. Baker II. Each Reporting Person disclaims beneficial ownership to shares owned by such persons. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, correct and complete. Dated: February 1, 2012 /S/ John D. Baker II _________________________________ John D. Baker II /s/ Edward L. Baker II _________________________________ Edward L. Baker II /s/ John D. Baker II _________________________________ John D. Baker II, as Trustee of JDB Trust /s/ Edward L. Baker II _________________________________ Edward L. Baker II, as Trustee of JDB Trust